The Financial Regulatory Authority (FINRA) Regulatory Notice 11-39 provides guidance for social media websites and use of personal devices for business communications.
This notice covers key topics for communications with the public, personal electronic devices, recordkeeping, social networking websites and supervision. This regulation considers the following content channels to be in compliance: social media , text/SMS, audio, video, website and blogs. The global regions for the FINRA Regulatory Notice 11-39 are North America and the United States.
For more compliance regulation rules, visit our Archiving Compliance Regulations & Supervision Rules page with all of the financial services regulations.
With more than 20 years of innovation under our belts, Erado is the nation’s first comprehensive archiving platform. We specialize in unified and compliance archiving and have developed a simplified user experience for our customers. Our patented technology archives more than 50 communication channels like email, social, mobile, web, apps and more.
* Erado assumes no liability for the accuracy or completeness of this information. Please consult with an attorney for information on specific rules and regulations and how they apply to your business.