Every Broker Dealer, RIA, and Registered Financial Advisor must have a link on their website back to their Broker Check profile. Can you prove its there? Erado’s website archiving solution provides the proof you need during an audit.
Finra’s new BrokerCheck Rules are Now in Effect
Recent Posts
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Zix Acquires Seattle-Based Erado to Expand Its Unified Archiving, eDiscovery and Compliance Solutions April 3, 2018
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5 Cures for Your Text Messaging Compliance Headache June 7, 2017
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Erado Secures New Patent for Journaling, Analysis, and Archiving of Electronic Communications January 24, 2017
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Erado to Attend FINRA’s 2016 Annual Conference May 12, 2016
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Finra’s new BrokerCheck Rules are Now in Effect January 6, 2016