As social media quickly rises above the fray as an effective marketing vehicle for RIAs, the risks of noncompliance also have become greater. Using social media sites such as LinkedIn, Twitter and Facebook to share articles via hyperlinks is nearly ubiquitous. But RIAs must be careful doing so, given the liability that a hyperlink represents. […]
Daily Archives
January 5, 2015
- January 5, 2015
Recent Posts
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Zix Acquires Seattle-Based Erado to Expand Its Unified Archiving, eDiscovery and Compliance Solutions April 3, 2018
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5 Cures for Your Text Messaging Compliance Headache June 7, 2017
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Erado Secures New Patent for Journaling, Analysis, and Archiving of Electronic Communications January 24, 2017
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Erado to Attend FINRA’s 2016 Annual Conference May 12, 2016
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Finra’s new BrokerCheck Rules are Now in Effect January 6, 2016